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COMPLIANCE

Compliance office

Crux Compliance (Pty) Ltd t/a Crux Consulting Compliance Practitioners

FSB reg No: CO3485

Compliance Officer: Justin Joannides

Telephone number: (011) 234-4991

Fax number: (086) 504-0010

Email address: justin@cruxconsulting.co.za

Website: www.cruxconsulting.co.za

Professional indemnity Insurance

Precept Wealth Solutions hold professional indemnity and fidelity insurance cover with Compass Pty (Ltd).

Product accreditation details

The intermediaries are authorised and accredited to give advice in all the products as listed in the annexures hereto. Momentum, Old Mutual, Fairbairn Capital,Investec, Liberty Life, Sanlam,Discovery Life, PPS, Allan Gray, Prudential, Investment Solutions,Coronation, RMB International, Nedgroup International,Metropolitan Life, Old Mutual International, Orbis Global, RE:CM, Nedgroup, Ginsglobal, Acsis,Stanlib, Hollard, Sentinel International Trust.

Please note that you are entitled to receive a copy of the Statuary Notice that sets out your rights as a policy holder from the intermediary.

Products and Services

PWS is authorised to carry on business in respect of Financial Advisory and  Intermediary Services as Financial Services Provider in respect of the following products and services:

  • Long term Insurance : Category B1; B2; C;
  • Retail Pension Benefits;
  • Pension Funds Benefits(excluding retail);
  • Participatory interests in collective investment schemes.

We remind you that all material facts must be accurate and properly disclosed to PWS.

Financial Intelligence Centre Act (FIC)

Please note that we are bound by anti-money laundering legislation which requires the reporting of suspicious and unusual transactions to the Financial Intelligence Centre.

Complaints

All complaints must be reduced to writing and submitted to Samta Hira at the above contact details.

Conflict of Interest Management Policy

  • The type of and the basis on which a representative will qualify for a financial interest that the provider will offer a representative and motivate how that financial interest complies with the provisions of this COIMP.- Fixed salaries
  • List of financial interests paid by provider to third parties.-None
  • List of financial interests received by provider from third parties.-Fees and Commission
  • List of all associates.-Bespoke Financial Services
  • List of the nature and extent of any ownership interests held by the provider, representatives or associates in third parties.-None
  • List of the nature and extent of any ownership interests held by third parties, representatives and associates in the provider.-None